Licensing, registration and regulations for securities companies, futures businesses, investment companies, investment advisers and their representatives are governed by the Securities and Exchange Act.

The qualifications for asset management professionals and servicers participating in securitization transactions are stipulated in the Asset-Backed Securities Act and in the Regulations on Supervision of Asset Securitization Businesses. The Mortgage-Backed Securitization Company Act provides guidelines for the authorization of mortgage-backed securitization businesses.

More detailed information is at the Financial Supervisory Service (FSS) links below.